SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last) (First) (Middle)
PRUDENTIAL TOWER, 800 BOYLSTON
STREET, SUITE 3300

(Street)
BOSTON MA 02199-8069

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CCC Intelligent Solutions Holdings Inc. [ CCCS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/30/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/30/2024 S(1) 30,531,795 D $11.43 120,531,292 I See Notes(2)(5)
Common Stock 05/30/2024 S(1) 965,651 D $11.43 3,812,112 I See Notes(3)(5)
Common Stock 05/30/2024 S(1) 10,125,546 D $11.43 39,972,917 I See Notes(4)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last) (First) (Middle)
PRUDENTIAL TOWER, 800 BOYLSTON
STREET, SUITE 3300

(Street)
BOSTON MA 02199-8069

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Advent International GPE VIII, LLC

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cypress Investor Holdings, LP

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Advent International GPE VIII-C Limited Partnership

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GPE VIII CCC Co-Investment (Delaware) Limited Partnership

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cypress Investment GP, LLC

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GPE VIII GP S.a.r.l.

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
GPE VIII GP Limited Partnership

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL GP, LLC

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
Explanation of Responses:
1. See Exhibit 99.1 for text of footnote (1).
2. See Exhibit 99.1 for text of footnote (2).
3. See Exhibit 99.1 for text of footnote (3).
4. See Exhibit 99.1 for text of footnote (4).
5. See Exhibit 99.1 for text of footnote (5).
Remarks:
Christopher Egan, a Managing Partner of Advent, Eric Wei, a Managing Director of Advent, and Lauren Young, a Managing Director of Advent (collectively, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference.
ADVENT INTERNATIONAL, L.P., By: Advent International GP, LLC, its General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Vice President of Finance 06/03/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
EX-99.1

 

Exhibit 99.1

 

Footnotes to Form 4

 

(1)
The shares of Common Stock were sold in connection with an underwritten public offering of the Common Stock of the Issuer pursuant to the prospectus supplement filed May 29, 2024, and accompanying registration statement on Form S-3 (File No. 333-267793). The shares were sold at a price per share equal to the public offering price, net of underwriting discounts and commissions.

 

(2)
Represents securities held directly by Cypress Investor Holdings, L.P. (“Cypress Investor”). Cypress Investment GP, LLC (“Cypress GP”) is the general partner of Cypress Investor. Advent International, L.P. (“Advent”) is the managing member of Cypress GP. Advent International GP, LLC (“Advent GP LLC”) is the general partner of Advent.

 

(3)
Represents securities held directly by Advent International GPE VIII-C Limited Partnership (“Advent International VIII-C”). GPE VIII GP S.a.r.l (“Advent GP Luxembourg”) is the general partner of Advent International VIII-C. Advent International GPE VIII, LLC (“Advent VIII GP”) is the manager of Advent GP Luxembourg. Advent is the manager of Advent VIII GP.

 

(4)
Represents securities held directly by GPE VIII CCC Co-Investment (Delaware) Limited Partnership (“GPE VIII CCC Co-Investment”). GPE VIII GP Limited Partnership (“Advent GP Cayman”) is the general partner of GPE VIII CCC Co-Investment. Advent VIII GP is the general partner of Advent GP Cayman.

 

(5)
Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.

 


EX-99.2

Exhibit 99.2

 

Joint Filer Information

 

Name of Joint Filer:

Cypress Investor Holdings, L.P.

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

 

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

CYPRESS INVESTOR HOLDINGS, L.P.

By: Cypress Investment GP, LLC, its General Partner

By: Advent International, L.P., its Managing Member

By: Advent International GP, LLC, its General Partner

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

 

June 3, 2024

Date

 


Joint Filer Information
 

Name of Joint Filer:

Cypress Investment GP, LLC

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

 

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

CYPRESS INVESTMENT GP, LLC

By: Advent International, L.P., its Managing Member

By: Advent International GP, LLC, its General Partner

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

 

June 3, 2024

Date

 

 


Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII-C Limited Partnership

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

 

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

ADVENT INTERNATIONAL GPE VIII-C LIMITED PARTNERSHIP

By: GPE VIII GP S.à r.l., its General Partner

By: Advent International GPE VIII, LLC, its Manager

/s/ Justin Nuccio

By: Advent International, L.P., its Manager

By: Advent International GP, LLC, its General Partner

Justin Nuccio, Manager

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

June 3, 2024

Date

 


Joint Filer Information
 

Name of Joint Filer:

GPE VIII GP S.à r.l.

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

 

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

GPE VIII GP S.à r.l.

By: Advent International GPE VIII, LLC, its Manager

/s/ Justin Nuccio

By: Advent International, L.P., its Manager

By: Advent International GP, LLC, its General Partner

Justin Nuccio, Manager

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

June 3, 2024

Date

 


Joint Filer Information

 

Name of Joint Filer:

GPE VIII CCC Co-Investment (Delaware) Limited Partnership

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

GPE VIII CCC CO-INVESTMENT (DELAWARE) LIMITED PARTNERSHIP

By: GPE VIII GP Limited Partnership, its General Partner

By: Advent International GPE VIII, LLC, its General Partner

By: Advent International, L.P., its Manager

By: Advent International GP, LLC, its General Partner

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

 

June 3, 2024

Date

 


Joint Filer Information

 

Name of Joint Filer:

GPE VIII GP Limited Partnership

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

GPE VIII GP LIMITED PARTNERSHIP

By: Advent International GPE VIII, LLC, its General Partner

By: Advent International, L.P., its Manager

By: Advent International GP, LLC, its General Partner

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

June 3, 2024

Date

 


Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII, LLC

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

ADVENT INTERNATIONAL GPE VIII, LLC

By: Advent International, L.P., its Manager

By: Advent International GP, LLC, its General Partner

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

June 3, 2024

Date

 


Joint Filer Information

 

Name of Joint Filer:

Advent International GP, LLC

Address of Joint Filer:

c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069

Relationship of Joint Filer to Issuer:

10% Owner, Director

Issuer Name and Ticker or Trading Symbol:

CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

 

Date of Earliest Transaction

(Month/Day/Year):

May 30, 2024

Designated Filer:

Advent International, L.P.

 

Signature:

 

ADVENT INTERNATIONAL GP, LLC

 

By: /s/ Neil Crawford

Name: Neil Crawford

Title: Vice President of Finance

 

June 3, 2024

Date