SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
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hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON, MA 02199-8069

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CCC Intelligent Solutions Holdings Inc. [ CCCS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2023 S(1) 50,888,780 D $10.1063 209,609,459 I See Notes(2)(6)
Common Stock 11/13/2023 S(1) 1,609,497 D $10.1063 6,629,447 I See Notes(3)(6)
Common Stock 11/13/2023 S(1) 16,876,723 D $10.1063 69,514,743 I See Notes(4)(6)
Common Stock 11/13/2023 S(1) 500,000 D $10.1063 0 I See Notes(5)(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON, MA 02199-8069

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Advent Global Opportunities Master Limited Partnership

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVENT GLOBAL OPPORTUNITIES GP LLC

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Advent Global Opportunities Management LLC

(Last) (First) (Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET

(Street)
BOSTON MA 02199

(City) (State) (Zip)
Explanation of Responses:
1. See Exhibit 99.1 for text of footnote (1).
2. See Exhibit 99.1 for text of footnote (2).
3. See Exhibit 99.1 for text of footnote (3).
4. See Exhibit 99.1 for text of footnote (4).
5. See Exhibit 99.1 for text of footnote (5).
6. See Exhibit 99.1 for text of footnote (6).
Remarks:
Christopher Egan, a Managing Partner of Advent, Eric Wei, a Managing Director of Advent, and Lauren Young, a Managing Director of Advent (collectively, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Form 2 of 2: This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International, L.P. Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference.
ADVENT INTERNATIONAL, L.P., By: Advent International GP, LLC, its General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Vice President of Finance 11/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit 99.1

Footnotes to Form 4

(1)
The shares of Common Stock were sold in connection with an underwritten public offering of the Common Stock of the Issuer (including pursuant to the underwriters’ exercise of their over-allotment option) pursuant to the prospectus supplement filed November 9, 2023, and accompanying registration statement on Form S-3 (File No. 333-267793). The shares were sold at a price per share equal to the public offering price, net of underwriting discounts and commissions.

(2)
Represents securities held directly by Cypress Investor Holdings, L.P. (“Cypress Investor”). Cypress Investment GP, LLC (“Cypress GP”) is the general partner of Cypress Investor. Advent International, L.P. (“Advent”) is the managing member of Cypress GP. Advent International GP, LLC (“Advent GP LLC”) is the general partner of Advent. Cypress Investor is beneficially owned by Advent International GPE VIII Limited Partnership (“Advent International VIII”), Advent International GPE VIII-A Limited Partnership (“Advent International VIII-A”), Advent International GPE VIII-B-1 Limited Partnership (“Advent International VIII-B-1”), Advent International GPE VIII-B-2 Limited Partnership (“Advent International VIII-B-2”), Advent International GPE VIII-B-3 Limited Partnership (“Advent International VIII-B-3”), Advent International GPE VIII-B Limited Partnership (“Advent International VIII-B”), Advent International GPE VIII-D Limited Partnership (“Advent International VIII-D”), Advent International GPE VIII-E Limited Partnership (“Advent International VIII-E”), Advent International GPE VIII-F Limited Partnership (“Advent International VIII-F”), Advent International GPE VIII-G Limited Partnership (“Advent International VIII-G”), Advent International GPE VIII-H Limited Partnership (“Advent International VIII-H”), Advent International GPE VIII-I Limited Partnership (“Advent International VIII-I”), Advent International GPE VIII-J Limited Partnership (“Advent International VIII-J” and together with Advent International VIII, Advent International VIII-B-1, Advent International VIII-B-2, Advent International VIII-B-3, Advent International VIII-B, Advent International VIII-D, Advent International VIII-F, Advent International VIII-H and Advent International VIII-I, the “Advent Luxembourg Funds”), Advent International GPE VIII-K Limited Partnership (“Advent International VIII-K”), Advent International GPE VIII-L Limited Partnership (“Advent International VIII-L” and together with Advent International VIII-A, Advent International VIII-E, Advent International VIII-G and Advent International VIII-K, the “Advent Cayman Funds”), Advent Partners GPE VIII Limited Partnership (“Advent Partners VIII”), Advent Partners GPE VIII-A Limited Partnership (“Advent Partners VIII-A”), Advent Partners GPE VIII Cayman Limited Partnership (“Advent Partners VIII Cayman”), Advent Partners GPE VIII-A Cayman Limited Partnership (“Advent Partners VIII-A Cayman”) and Advent Partners GPE VIII-B Cayman Limited Partnership (“Advent Partners VIII-B Cayman” and together with Advent Partners VIII, Advent Partners VIII-A, Advent Partners VIII Cayman and Advent Partners VIII-A Cayman, the “Advent Partners Funds”). The Advent Luxembourg Funds, the Advent Cayman Funds and the Advent Partners Funds have ownership interests in Cypress Investor, but none of the Advent Luxembourg Funds, the Advent Cayman Funds or the Advent Partners Funds has voting or dispositive power over any shares.

(3)
Represents securities held directly by Advent International GPE VIII-C Limited Partnership (“Advent International VIII-C”). GPE VIII GP S.a.r.l (“Advent GP Luxembourg”) is the general partner of Advent International VIII-C. Advent International GPE VIII, LLC (“Advent VIII GP”) is the manager of Advent GP Luxembourg. Advent is the manager of Advent VIII GP.

(4)
Represents securities held directly by GPE VIII CCC Co-Investment (Delaware) Limited Partnership (“GPE VIII CCC Co-Investment”). GPE VIII GP Limited Partnership (“Advent GP Cayman”) is the general partner of GPE VIII CCC Co-Investment. Advent VIII GP is the general partner of Advent GP Cayman.

(5)
Represents securities held by Advent Global Opportunities Master Limited Partnership (“AGO Master Fund”). Advent Global Opportunities GP LP (“AGO GP LP”) is the general partner of AGO Master Fund, and Advent Global Opportunities Management LLC (“AGO Manager”) acts as investment manager to AGO Master Fund. Advent Global Opportunities GP LLC (“AGO GP LLC”) is the general partner of AGO GP LP. Advent is the sole member of both AGO GP LLC and AGO Manager. Investors in the AGO Master Fund invest in one or more of the following feeder funds: Advent Global Opportunities Fund LP, Advent Global Opportunities Limited Partnership, Advent Global Opportunities Fund Ltd. and Advent Global Opportunities Ltd. (collectively, the “AGO Feeder Funds”), which are the limited partners of the AGO Master Fund. The AGO Feeder Funds have ownership interests in the AGO Master Fund, but none of the AGO Feeder Funds owns shares directly and none has voting or dispositive power over the shares held directly by the AGO Master Fund. The various AGO entities referenced in this footnote were previously branded as Sunley House.

(6)
Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.




Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Cypress Investor Holdings, L.P.
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

CYPRESS INVESTOR HOLDINGS, L.P.
By: Cypress Investment GP, LLC, its General Partner
By: Advent International, L.P., its Managing Member
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Cypress Investment GP, LLC
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

CYPRESS INVESTMENT GP, LLC
By: Advent International, L.P., its Managing Member
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Advent International GPE VIII-C Limited Partnership
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT INTERNATIONAL GPE VIII-C LIMITED PARTNERSHIP


By: GPE VIII GP S.à r.l., its General Partner


By: Advent International GPE VIII, LLC, its Manager
/s/ Justin Nuccio

By: Advent International, L.P., its Manager
By: Advent International GP, LLC, its General Partner
Justin Nuccio, Manager


By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
GPE VIII GP S.à r.l.
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

GPE VIII GP S.à r.l.


By: Advent International GPE VIII, LLC, its Manager
/s/ Justin Nuccio

By: Advent International, L.P., its Manager
By: Advent International GP, LLC, its General Partner
Justin Nuccio, Manager


By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
GPE VIII CCC Co-Investment (Delaware) Limited Partnership
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

GPE VIII CCC CO-INVESTMENT (DELAWARE) LIMITED PARTNERSHIP
By: GPE VIII GP Limited Partnership, its General Partner
By: Advent International GPE VIII, LLC, its General Partner
By: Advent International, L.P., its Manager
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
GPE VIII GP Limited Partnership
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

GPE VIII GP LIMITED PARTNERSHIP
By: Advent International GPE VIII, LLC, its General Partner
By: Advent International, L.P., its Manager
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Advent International GPE VIII, LLC
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT INTERNATIONAL GPE VIII, LLC
By: Advent International, L.P., its Manager
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Advent International GP, LLC
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT INTERNATIONAL GP, LLC

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Advent Global Opportunities Master Limited Partnership
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT GLOBAL OPPORTUNITIES MASTER LIMITED PARTNERSHIP
By: Advent Global Opportunities GP LP, its General Partner
By: Advent Global Opportunities GP LLC, its General Partner
By: Advent International, L.P., its Sole Member
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date



Joint Filer Information

Name of Joint Filer:
Advent Global Opportunities GP LLC
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT GLOBAL OPPORTUNITIES GP LLC
By: Advent International, L.P., its Sole Member
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date


Joint Filer Information

Name of Joint Filer:
Advent Global Opportunities Management LLC
Address of Joint Filer:
c/o Advent International, L.P.

Prudential Tower, 800 Boylston Street, Suite 3300

Boston, MA 02199-8069
Relationship of Joint Filer to Issuer:
10% Owner, Director
Issuer Name and Ticker or Trading Symbol:
CCC Intelligent Solutions Holdings, Inc. [ CCCS ]

Date of Earliest Transaction
(Month/Day/Year):
November 13, 2023
Designated Filer:
Advent International, L.P.

Signature:

ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC
By: Advent International, L.P., its Sole Member
By: Advent International GP, LLC, its General Partner

By:
/s/ Neil Crawford

Name:
Neil Crawford

Title:
Vice President of Finance


November 15, 2023
Date